Shaffi Securites (PRIVATE) Limited

Investor Information

Name of Auditor

IECNET S.K.S.S.S CHARTERED ACCUNTANTS
11 HAPPY HOMES 38-A SALMAN AHMAD ROAD MAIN GULBERG LAHORE

Tel: +92(0)42-35776691-4
Email: aslam.fca@gmail.com

AUDIT COMMITTEE

MUBEEN ISHTIAQ

LEGAL ADVISOR

MUHAMMAD SARWAR KHAN
70 KAUSAR BLOCK AWAN TOWN MULTAN ROAD LAHORE

Policies & Procedures

All payments from the clients to the Securities Broker or PCM, as the case may be, shall be made in the name of such Securities Broker or PCM, through “A/c Payee Only” crossed cheque, bank drafts, pay orders or other banking channels only.
The Trading Only Securities Broker does not receive or make payment to its customers whose custody of securities is maintained with PCM or Trading and Clearing Securities Brokers and such customers shall receive and are required to make payment only from/to PCM or Trading and Clearing Securities Brokers.
Any change in email address, mobile number, office phone number, mailing address, registered/ permanent addresses or other related information should be intimated immediately to the broker.

AML/CFT Policy

Anti Money Laundering

KYC Form

kyc_individual_form

Account Opening Form

Account Opening Form

Financial Statements

Half Yearly Accounts

Net Capital

Audited Accounts

NCB

Liquid Capital Statement